Internal Audit for Licensed Financial Sector Companies

This audit ensures adherence to Anti-Money Laundering and Counter-Financing of Terrorism regulations. We assess the effectiveness of your policies, controls, and procedures in preventing, detecting, and reporting suspicious activities.

This involves reviewing your business continuity plans, assessing the readiness and effectiveness of strategies to maintain critical operations during disruptions (such as cyber attacks, ransomware).

Our audits review your outsourcing policies and agreements, focusing on risk management, service level agreements, and regulatory compliance.

We evaluate the measures in place for protecting customer funds, ensuring compliance with regulatory requirements and mitigating risks related to customer asset safeguarding.

This includes auditing your ICT frameworks and security measures to manage risks related to data breaches, cyber threats, and technology disruptions.

Our services evaluate your governance structures, internal control systems, and risk management processes, ensuring they are robust and comply with regulatory expectations.

This topic involves examining the adequacy of your capital to cover potential risks and losses, ensuring compliance with regulatory capital requirements.

We conduct audits to ensure compliance with data protection laws and regulations, safeguarding customer privacy and securing sensitive information as required by the State Data Protection Inspectorate of Lithuania.

This audit involves a thorough evaluation of the effectiveness and completeness of the remediation plans that your organization has put in place. Whether these plans are in response to previous audit findings, or regulatory requirements of Bank of Lithuania, our audit will assess how well these plans have been implemented.